ISLAMABAD, (UrduPoint / Pakistan Point News - 21st Jan, 2021 ) :To broaden investor base and enhance capital market outreach, the Securities and Exchange Commission of Pakistan (SECP) has notified key amendments in the Securities and Futures Advisors (Licensing & Operations) Regulations, 2017.. Compliance by existing companies.- (1) All companies licensed under section 42 of the company law at the time of coming into force of these regulations, shall comply SECP (Securities and Exchange Commission of Pakistan) Act 1997 - Free download as PDF File (.pdf), Text File (.txt) or read online for free. History. the same meaning as assigned to them in the Act, Securities and Exchange Commission of Pakistan Act, 1997 (XLII of 1997) and any rules made thereunder. (3) Save for section 43, the Act shall come into force at once and section 43 shall come into force on such date as the Federal Government may, by notification in the official Gazette, appoint. It was the successor to the Corporate Law Authority or CLA, which functioned under the Ministry of Finance. 1190 (I)/2017- In exercise of the powers conferred by sub-section (1) of section 512 read with section 451 of the Companies Act, 2017 (XIX of 2017), the Securities and Exchange (a) “AML Act” means Anti Money Laundering Act, 2010 (VII of 2010); (b) “Act” means Securities and Exchange Commission of Pakistan Act, 1997 (XLII of 1997); (c) “administered legislation” shall have the same meaning as assigned to it in clause (aa) of sub-section (1) of section 2 of the Act; 1750 THE GAZETTE OF PAKISTAN, EXTRA., DEC. 26, 1997 [PART I It is hereby enacted as follows ~ PART I PRELIMINARY I. About SECP The Securities and Exchange Commission of Pakistan (SECP) was set up in pursuance of the Securities and Exchange Commission of Pakistan Act, 1997. In pursuance of its reform agenda for reforming the non-bank financial services, the Securities and Exchange Commission of Pakistan (SECP) … The Securities and Exchange Commission of Pakistan (SECP) is the successor to the erstwhile Corporate Law Authority (CLA), which was an attached department of the Ministry of Finance.The process of the CLA's restructuring was started in 1997 under the Capital Market Development Plan of the Asian Development Bank (ADB). (2) It extends to the whole of Pakistan. The SECP was initially responsible for the regulation of corporate sector and capital market. 3. The SECP became operational in 1999 after the promulgation of the Securities and Exchange Commission of Pakistan Act, 1997. Short title and commencement.-(1) This Act may be called as the Securities and Exchange Commission of Pakistan Act, 1997. (1) This Act may be called as the Securities and Exchange Commission of Pakistan Act, 1997. GOVERNMENT OF PAKISTAN SECURITIES AND EXCHANGE COMMISSION OF PAKISTAN * Islamabad, the 9 th April, 2015 NOTIFICATION S.R.O2q3(I)/2015.- In exercise of the powers conferred by section 506 of the Companies Ordinance, 1984 (XLVII of 1984), read with clause (b) of section 43 of the Securities and Exchange Commission of Pakistan Act, 1997 (XLII of 1997), the Securities and Exchange Commission … Through these amendments, the SECP has made the advisory regulatory regime more inclusive and … 1 GOVERNMENT OF PAKISTAN SECURITIES AND EXCHANGE COMMISSION OF PAKISTAN Islamabad the 15th November, 2017 NOTIFICATION S.R.O. Subsequently, Central Depository Company of Pakistan Limited Regulations were developed and approved by the Securities and Exchange Commission of Pakistan. Securities and Exchange Commission of Pakistan Act 1997 notes Over time, its mandate has expanded to include supervision and regulation of insurance companies, non-banking finance companies Central Depository Company of Pakistan Limited was formed under Central Depositories Act 1997 which was passed on June 10, 1997. 2. (2) It extends to the whole of Pakistan.

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